Transition To RIA Podcast

Transition To RIA Podcast


Q55 - How Much Revenue Does A Broker-Dealer Generate From Their Advisors?

January 04, 2022

Are you a financial advisor at a broker/dealer?


Are you getting good value in return for the revenue you generate for your firm?


If you don’t fully understand how much revenue advisors generate for broker/dealers in the first place, how would you know?


There is a lot more to it than just payouts alone.


In the first episode of the new year of my RIA question & answer series, I explain how broker/dealers generate their revenues.


Come take a listen!


Show notes: https://transitiontoria.com/how-much-revenue-does-a-broker-dealer-generate-from-their-advisors/


About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. On his website (TransitionToRIA.com) he has a large catalog of free videos, whitepapers, as well as other resources to help advisors fully understand the RIA model and how it would apply to their unique circumstances.