Rainmaker Multiplier On-Demand

Rainmaker Multiplier On-Demand


The Dos & Don’ts of Marketing for Financial Advisors: A Compliance Perspective

October 23, 2023

Any holistic financial advisor who reports to the U.S. Securities and Exchange Commission (SEC) is familiar with having content reviewed by a compliance department before it's considered safe to share. Chances are they’ve also had content rejected by compliance at least once or twice. Listen in to learn from C2P Paid Advertising Specialist & Social Media Coordinator, Ericca Rivera, and C2P Compliance Analyst, Dustin Anaas, how marketing and compliance departments sync up to create compelling, but compliance-approved, content. Learn what analysts look for when reviewing advisor content and tips for a smoother approval process.

Related episodes:

Chat GPT for Financial Advisors, Part 1: How to Create and Streamline Social Media & Ads

Chat GPT for Financial Advisors, Part 2: Save Time and Generate Marketing Content with AI


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