Carlos Legaspy is the President and CEO of InSight Securities, a global brokerage and money management firm serving high-net-worth individual’s retirement, corporate, and trust accounts since 1970. 

In this podcast, Legaspy provides insights into recent developments and legal battles surrounding a major financial fraud, offering lessons in resilience and strategic defense in the face of adversity.

Also discussed:

• Updates on pending cases related to the financial fraud detailed in Legaspy’s’ book, “Going for Broke,” including the arrest and guilty pleas of perpetrators.
  
• The process of expunging claims against his firm through arbitration, addressing the impact of public allegations on reputation.
  
• The arbitration process and the rarity of explained awards.
  
• A significant arbitration case against Raymond James, highlighting corrupt practices and eventual vindication.
  
• The concept of poetic justice and the lessons learned from Carlos’ experiences, emphasizing the importance of strategic defense.
  
• Legaspy pursuing claims against financial institutions like Deutsche Bank and State Street, aiming to hold them accountable for their roles in the fraud.
  
• Looking ahead, Carlos discusses rebuilding and expanding InSight Securities while inspiring others through his journey of resilience.
  

Resources: 

InSight Securities