Prospects for Self-Reporting: The SEC’s Share Class Selection Disclosure Initiative, Part 1

The Business Case for Diversity and Inclusion

This episode of NSCP Currents features a reading of the article “Business Email Compromise ("BEC").”

This episode of NSCP Currents features a reading of the article "Designing and Maximizing Annual Compliance Meetings and Compliance Training.”

This episode of NSCP Currents features a reading of the article "All GIPS® Provisions Are On the Table in 2020.”

This episode of NSCP Currents features a reading of the article "How to Master the Annual Review and Promote a Culture of Compliance: Part 3 conclusion.” The article was written by Elizabeth Cope, Managing Member with SEC Compliance Solutions, LLC. ...

This episode of NSCP Currents features a reading of the article "Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC.” The article was written by Patrick D. Hayes, Investment Management Counsel and CCO at Graydon Com...

This episode of NSCP Currents features a reading of the article "How to Master the Annual Review and Promote a Culture of Compliance: Part 2 Testing and Reviews.” The article was written by Elizabeth Cope, Managing Member with SEC Compliance Solutions,...

This episode of NSCP Currents features a reading of the article "How to Master the Annual Review and Promote a Culture of Compliance” The article was written by Elizabeth Cope, Managing Member with SEC Compliance Solutions, LLC. Brought to you by Natio...

This episode of NSCP Currents features a reading of the article "Connecting the dots" The SEC’s proposed rules on the standards of conduct for investment professionals—a quick guide to what you need to know.” The article was written by Clifford Kirsch...