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Ubcnews


Are You Prepared For 2025 RIA Compliance Changes? Experts Explain Challenges

December 04, 2025

Artificial Intelligence has become investment advisers' top compliance concern in 2025, displacing the SEC's marketing rule. While 40% of firms use AI internally, 44% lack proper validation processes. AML readiness and cybersecurity controls rank second and third among compliance priorities. For more, visit https://riacomptech.com/2025-compliance-trends-for-rias-how-to-leverage-compliance-software-solutions/