Transition To RIA Podcast

Transition To RIA Podcast


Q77 - Why Don't More Financial Advisors Transition To The RIA Model?

January 19, 2023

Episode notes:


The Registered Investment Advisor ("RIA") model remains the fastest growing channel in the industry, with no indication the trend will slow anytime soon.


Year after year, financial advisors seek out the better economics, flexibility, and higher enterprise valuations afforded by the model.


With such advantages, why don’t even more advisors (than already are) make the transition with their practices?


In this episode of the Transition To RIA question & answer series, I address the main variables holding advisors back. Have you fallen trap to them?


Come take a listen!


Show notes: https://TransitionToRIA.com/why-dont-more-financial-advisors-transition-to-the-ria-model


About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has 20+ years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. The Transition To RIA website (TransitionToRIA.com) has a large catalog of free videos, articles, whitepapers, as well as other resources to help advisors understand the RIA model and how it would apply to their unique circumstances.