Transition To RIA Podcast

Transition To RIA Podcast


Q75 - 13 Ways That Registered Investment Advisors Have An Unfair Advantage.

December 13, 2022

Imagine I challenged you to a one-on-one game of basketball.


We each use the same equipment. The rules of basketball apply to both of us.


One caveat: You must play with one arm tied behind your back.


Sound fair? Or an unfair advantage?


If such a scenario seems preposterous, consider if you’re currently a one-armed player as an advisor.


The Registered Investment Advisor ("RIA") model provides financial advisors an advantage over advisors not in the model.


In this episode I explain 13 of those advantages.


Come take a listen!


Show notes: https://TransitionToRIA.com/what-are-13-ways-that-registered-investment-advisors-have-an-unfair-advantage


About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has 20+ years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. On his website (TransitionToRIA.com) he has a large catalog of free videos, articles, whitepapers, as well as other resources to help advisors understand the RIA model and how it would apply to their unique circumstances.