Transition To RIA Podcast

Transition To RIA Podcast


Q42 - How To Start An RIA?

April 26, 2021

This is episode #42 of the Transition To RIA question and answer series where I answer Registered Investment Advisor (RIA) related questions I get from advisors just like you. On today's episode I answer the capstone question of.....how do I start my own RIA?  I address, among other things:


✔️ Why transitioning your practice to the RIA model doesn't have to be complicated.


✔️ The three distinct approaches to the model.


✔️ Why you might choose one of the approaches over another.


✔️ How this makes everything else about transitioning to the RIA model much easier.


About Host: Brad Wales is the founder of Transition To RIA, where he helps financial advisors to learn and understand everything there is to know about WHY and HOW to transition their practice to the Registered Investment Advisor (RIA) model. Brad has nearly 20 years of industry experience, including direct RIA related roles in Compliance, Finance and Business Development. He has an MBA and has held the 4, 7, 24, 63 & 65 licenses. On his website he has a large catalog of free videos, whitepapers, as well as other resources to help advisors fully understand the RIA model and how it would apply to their unique circumstances.


Website:  TransitionToRIA.com