NSCP "Currents" Podcast
Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC
September 25, 2018
This episode of NSCP Currents features a reading of the article "Current Trends in SEC Examinations – What to Expect Before Your Next Visit from the SEC.” The article was written by Patrick D. Hayes, Investment Management Counsel and CCO at Graydon Com...
Brought to you by National Society of Compliance Professionals. This podcast series features a reading from one of the articles from NSCP's monthly "Currents" newsletter.
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