NSCP "Currents" Podcast
Connecting the Dots: The SEC’s proposed rules on the standards of conduct for investment professionals
May 27, 2018
This episode of NSCP Currents features a reading of the article "Connecting the dots"
The SEC’s proposed rules on the standards of conduct for investment professionals—a quick guide to what you need to know.” The article was written by Clifford Kirsch...
Brought to you by National Society of Compliance Professionals. This podcast series features a reading from one of the articles from NSCP's monthly "Currents" newsletter.
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