Bank on Wipfli

Bank on Wipfli


Documentation alongside the Board and management - Regulatory compliance

July 08, 2020

 



 


Our latest episode is the second in our series diving into management and the Board of Director’s roles in documenting appropriately. Mike Vesel discusses this idea as it relates to regulatory compliance in episode two of our series alongside a couple of Wipfli’s regulatory compliance specialists: Kathy Enbom and Robin Guthridge.



Sharing their knowledge and experience, Mike, Kathy and Robin dive into information the Board expects/requires as it relates to regulatory compliance including BSA, management’s role in providing information to the Board and more.